Indian Markets, Regulation & Professional Standards

F1
Registration, Professional Standards and the Rulebook
The rulebook itself. Who regulates what, the instrument hierarchy, and the registered roles.
- Compare
  Topic 01
  Research Analyst
  Topic 02
  Adviser
  Topic 03
  Portfolio Manager
  Topic 04
  Distributor
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F2
Intermediaries
The registered entities. What each is licensed to do and what registration obliges.
- Compare
  Topic 01
  Foreign Portfolio Investor
  Topic 02
  Foreign Direct Investment
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F3
Market Infrastructure, Settlement and Technology
The infrastructure layer and the rules that bind it. Demat, settlement finality, appeals.
- Compare
  Topic 01
  Algorithmic Trading
  Topic 02
  API Trading: Where the Line Falls
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F5
Listed Markets
Life after listing. Continuing obligations, disclosure and the compliance officer.
- Compare
  Topic 01
  Listed Entity
  Topic 02
  Intermediary: Two Statuses Compared
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F7
Pensions and Insurance
The other two regulators. IRDAI and PFRDA, their intermediaries and the NPS architecture.
- Compare
  Topic 01
  NPS
  Topic 02
  APY: How the Two Pension Arrangements Differ
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