Risk, Treasury & Financial Control

Who decides, who oversees, who reports. Policy, owner, committee, limits, escalation.

• Framework

  How to set a Risk Governance Calendar That Holds

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• Framework

  How to set a Risk Escalation Workflow That Fits the Breach

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The first exposure. The risk that the other side does not pay, and how it is reduced.

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  How to assess Counterparty Exposure: A Seven Step Method

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• Framework

  How to assess Concentration Risk: A Seven Step Method

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The second exposure. What a balance sheet carries into the market, and the measures for it.

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  How to measure Interest Rate Risk in a Banking Book

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  How to measure Foreign Exchange Exposure

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The third exposure. Not the value of the assets but the ability to fund them.

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  How to run a Liquidity Gap Analysis: A Seven Step Method

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The fourth. Failure of process, people and systems, and the controls against it.

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  How to run a Risk and Control Self Assessment

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• Framework

  How to assess Third Party Risk, From Onboarding to Exit

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How every risk above reaches a decision maker, and the model risk in the numbers.

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  How to run Model Validation: Seven Steps and a Written Report

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  How to build a KRI Dashboard: Eight Steps to a Usable Page

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The function that manages the exposures day to day. Cash, funding, pooling and the policy.

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  How to build a Cash Forecast: Six Steps and the Weekly Rebuild

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The control layer and who checks it. Design, effectiveness, findings and the Indian requirement.

• Framework

  How to map Internal Financial Controls: A Working Method

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• Framework

  How to test Control Design and Effectiveness

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