Private Wealth Management case studies, worked step by step

Cases
100
Traced to a firm
15
Topics
14
Hard
30
Topic
All topicsLump-sum allocation9Goal and retirement planning8Risk profiling and IPS6Rebalancing and drift6Tax-aware portfolio moves7Concentrated positions and liquidity events7Estate, succession and trusts8Client situations and behaviour8Fixed income and cash management7Alternatives and private markets7Products and fund selection8Lending and leverage6Market view and security pitch6Bank economics, fees and risk7
Level
AnyWarm upCoreHard
Source
AnyReported at a firmStandard
Showing 1–4 of 4 · filtered from 100Clear filters
  1. 017A tech employee holds Rs 2.4 crore of restricted stock units in his US-listed employer, vesting quarterly. Set a sell-on-vest rule and show the currency and tax points at vest and at sale.Concentrated positions and liquidity eventsCoreWealth management
  2. 032A listed company's CFO holds shares worth 60% of his net worth as his lock-in ends. Build a staged sale plan of 25% a quarter within insider-trading rules, and show what a 40% fall would do to him with and without the plan.Concentrated positions and liquidity eventsCorePrivate banking
  3. 058A client holds Rs 10 crore of one stock at Rs 2,000. He buys a Rs 1,800 put for Rs 60 and sells a Rs 2,300 call for Rs 60. What is his position worth if the stock goes to Rs 1,500, and if it goes to Rs 2,600?Concentrated positions and liquidity eventsCorePrivate banking
  4. 082A family has Rs 40 crore, 75% of it in three commercial properties earning a 4% net yield. Plan a reduction to 40% over five years and show what happens to the family's income along the way.Concentrated positions and liquidity eventsCoreFamily offices

Company names and figures are illustrative.