Private Wealth Management case studies, worked step by step

Cases
100
Traced to a firm
15
Topics
14
Hard
30
Topic
All topicsLump-sum allocation9Goal and retirement planning8Risk profiling and IPS6Rebalancing and drift6Tax-aware portfolio moves7Concentrated positions and liquidity events7Estate, succession and trusts8Client situations and behaviour8Fixed income and cash management7Alternatives and private markets7Products and fund selection8Lending and leverage6Market view and security pitch6Bank economics, fees and risk7
Level
AnyWarm upCoreHard
Source
AnyReported at a firmStandard
Showing 1–7 of 7 · filtered from 100Clear filters
  1. 011A couple can put Rs 75 lakh into a PMS charging 2.5% with tax on every trade, or a mutual fund charging 1% with tax only on redemption. For the same 14% gross over ten years, which leaves more, and by how much?Products and fund selectionCoreIndian wealth management
  2. 022An autocallable note on an index pays 9% a year if the index is at or above its start on an annual observation date, and then calls. If it ends below 60% of its start after three years, capital is lost one for one. Work three scenarios and say what the coupon is paying for.Products and fund selectionHardPrivate banking
  3. 037Two funds show 3-year returns of 22% and 14% on their factsheets, but their rolling 3-year returns tell a different story. Read the numbers and say what the rolling returns show.Products and fund selectionWarm upMutual fund distributionIndian wealth management
  4. 050A traditional endowment policy asks Rs 5 lakh a year for 10 years and promises Rs 70 lakh at year 20, sold as a tax-free return. Work out its internal rate of return and compare term cover plus a fund.Products and fund selectionCoreIndian wealth management
  5. 063Choose a core large-cap fund from three schemes, given their 5-year returns, expense ratios, tracking error against the benchmark and information ratios.Products and fund selectionCoreMutual fund distributionIndian wealth management
  6. 074A 35-year-old can put an extra Rs 50,000 a year into the National Pension System for a tax benefit, or into a mutual fund. Compare the lock-in, the annuity requirement, costs and the after-tax outcome at 60, with current rules to be confirmed.Products and fund selectionCoreIndian wealth management
  7. 087A large-cap fund has beaten its index by 2 points a year for 7 years, but its manager has just left. Hold, switch to an index fund, or watch? Use the numbers and what the record now shows.Products and fund selectionCoreMutual fund distributionIndian wealth management

Company names and figures are illustrative.