Private Wealth Management case studies, worked step by step

Cases
100
Traced to a firm
15
Topics
14
Hard
30
Topic
All topicsLump-sum allocation9Goal and retirement planning8Risk profiling and IPS6Rebalancing and drift6Tax-aware portfolio moves7Concentrated positions and liquidity events7Estate, succession and trusts8Client situations and behaviour8Fixed income and cash management7Alternatives and private markets7Products and fund selection8Lending and leverage6Market view and security pitch6Bank economics, fees and risk7
Level
AnyWarm upCoreHard
Source
AnyReported at a firmStandard
Showing 21–30 of 50 · filtered from 100Clear filters
  1. 042A sole earner on Rs 45 lakh a year has a Rs 70 lakh home loan, Rs 1.2 crore of children's goals and Rs 60 lakh of existing cover. Using the needs method, how much more life cover does the family need?Goal and retirement planningCoreIndian wealth management
  2. 045A client sells a property with a Rs 3 crore long-term gain. Compare buying another house, buying specified exemption bonds with a lock-in, and paying the tax and investing freely, on after-tax wealth over five years.Tax-aware portfolio movesCoreIndian wealth management
  3. 047A resident Indian holds Rs 5 crore of US-listed shares directly. Explain her US estate tax exposure and compare holding the same exposure through an Indian fund.Estate, succession and trustsCorePrivate banking
  4. 048A client complains his portfolio made 6% while a friend made 18%. His mix is 40% equity; the friend was all in small caps that fell 35% the year before. Build the like-for-like comparison and the conversation.Client situations and behaviourCoreWealth management
  5. 050A traditional endowment policy asks Rs 5 lakh a year for 10 years and promises Rs 70 lakh at year 20, sold as a tax-free return. Work out its internal rate of return and compare term cover plus a fund.Products and fund selectionCoreIndian wealth management
  6. 052Two wealth desks merge: Rs 1,200 crore of assets earning 0.9% and Rs 800 crore earning 0.7%. If 20% of the smaller desk's clients leave, what is the combined revenue, and what was each lost client worth?Bank economics, fees and riskCorePrivate banking
  7. 053Two doctors, both 38, place Rs 8 crore from selling their clinic and ask how you would invest it. They own their house, have children aged 6 and 9, spend Rs 6 lakh a month and earn Rs 1.2 crore a year. Build the sleeves in rupees and defend each.Lump-sum allocationCoreNorthern TrustLake Forest · 2022
  8. 054A family wants to fund a degree abroad that costs Rs 40 lakh today for a child now 5, needed in 13 years, with education costs rising 8% a year. They hold Rs 15 lakh and expect 10% a year. What monthly SIP closes the gap?Goal and retirement planningCoreIndian wealth management
  9. 056A Rs 10 crore portfolio with a 50/40/10 target in equity, debt and gold has drifted to 62/31/7 after a rally, and Rs 80 lakh of new money arrives. Rebalance it with the fewest sales.Rebalancing and driftCorePrivate banking
  10. 058A client holds Rs 10 crore of one stock at Rs 2,000. He buys a Rs 1,800 put for Rs 60 and sells a Rs 2,300 call for Rs 60. What is his position worth if the stock goes to Rs 1,500, and if it goes to Rs 2,600?Concentrated positions and liquidity eventsCorePrivate banking

Company names and figures are illustrative.