Private Wealth Management case studies, worked step by step

Cases
100
Traced to a firm
15
Topics
14
Hard
30
Topic
All topicsLump-sum allocation9Goal and retirement planning8Risk profiling and IPS6Rebalancing and drift6Tax-aware portfolio moves7Concentrated positions and liquidity events7Estate, succession and trusts8Client situations and behaviour8Fixed income and cash management7Alternatives and private markets7Products and fund selection8Lending and leverage6Market view and security pitch6Bank economics, fees and risk7
Level
AnyWarm upCoreHard
Source
AnyReported at a firmStandard
Showing 1–10 of 20 · filtered from 100Clear filters
  1. 001A 22-year-old has saved his first Rs 1 lakh, has no emergency fund, and asks for the one thing to put it in. What do you tell him, and in what order?Lump-sum allocationWarm upInvescoDallas · 2023
  2. 006A widow inherits Rs 3 crore held entirely in one bank's shares. How do you take her through the first steps to diversify, and how does the inherited cost base work?Concentrated positions and liquidity eventsWarm upTrust and estate administration
  3. 012A client carries Rs 4 lakh on a credit card at 42% a year while holding a Rs 6 lakh fixed deposit at 7%. What does keeping both cost him a year, and what would you have him do?Lending and leverageWarm upIndian wealth management
  4. 013Explain last month to a client: equity fell 4% on 60% of her portfolio, debt rose 1% on 30% and gold rose 3% on 10%. What did her portfolio do, and which part drove it?Market view and security pitchWarm upWealth management
  5. 014Calculate the all-in annual cost for an Rs 8 crore client paying a 0.75% advisory fee, fund expenses of 1.1% on Rs 5 crore, a PMS fee of 2% on Rs 2 crore and 0.1% in transaction costs on the whole.Bank economics, fees and riskWarm upWealth management
  6. 027A first-time investor inherits Rs 2 crore. Should it go into the market at once or in stages over a year, and what does a monthly transfer plan look like?Lump-sum allocationWarm upMutual fund distributionIndian wealth management
  7. 028A 32-year-old earning Rs 12 lakh a year has Rs 3 lakh in savings, no life cover and a dependent mother. What are her first four priorities, in order?Goal and retirement planningWarm upIndian wealth management
  8. 033A couple with Rs 4 crore of assets and a four-year-old child have no wills, and their nominations still name parents and siblings. What must their wills cover, and which nominations need changing?Estate, succession and trustsWarm upTrust and estate administration
  9. 034A client wants to lend Rs 50 lakh to a friend's business at 18%. If there is a 20% chance of default with 30% recovery, what is his expected return, and how do you have the conversation?Client situations and behaviourWarm upWealth management
  10. 037Two funds show 3-year returns of 22% and 14% on their factsheets, but their rolling 3-year returns tell a different story. Read the numbers and say what the rolling returns show.Products and fund selectionWarm upMutual fund distributionIndian wealth management

Company names and figures are illustrative.