Private Wealth Management case studies, worked step by step

Cases
100
Traced to a firm
15
Topics
14
Hard
30
Topic
All topicsLump-sum allocation9Goal and retirement planning8Risk profiling and IPS6Rebalancing and drift6Tax-aware portfolio moves7Concentrated positions and liquidity events7Estate, succession and trusts8Client situations and behaviour8Fixed income and cash management7Alternatives and private markets7Products and fund selection8Lending and leverage6Market view and security pitch6Bank economics, fees and risk7
Level
AnyWarm upCoreHard
Source
AnyReported at a firmStandard
Showing 41–50 of 85 · filtered from 100Clear filters
  1. 046A founder receives Rs 45 crore in a secondary sale and spends Rs 1.2 crore a year. Build the first-year plan: tax provision, a two-year cash reserve, and a staged deployment of the rest.Concentrated positions and liquidity eventsHardPrivate banking
  2. 047A resident Indian holds Rs 5 crore of US-listed shares directly. Explain her US estate tax exposure and compare holding the same exposure through an Indian fund.Estate, succession and trustsCorePrivate banking
  3. 048A client complains his portfolio made 6% while a friend made 18%. His mix is 40% equity; the friend was all in small caps that fell 35% the year before. Build the like-for-like comparison and the conversation.Client situations and behaviourCoreWealth management
  4. 049A client bought Rs 1 crore of a bank's perpetual bond at 102, sold to him as a safe 9%. Work out the yield if it is called at par in three years, what happens if it is not called, and the write-down risk it carries.Fixed income and cash managementHardPrivate banking
  5. 050A traditional endowment policy asks Rs 5 lakh a year for 10 years and promises Rs 70 lakh at year 20, sold as a tax-free return. Work out its internal rate of return and compare term cover plus a fund.Products and fund selectionCoreIndian wealth management
  6. 052Two wealth desks merge: Rs 1,200 crore of assets earning 0.9% and Rs 800 crore earning 0.7%. If 20% of the smaller desk's clients leave, what is the combined revenue, and what was each lost client worth?Bank economics, fees and riskCorePrivate banking
  7. 054A family wants to fund a degree abroad that costs Rs 40 lakh today for a child now 5, needed in 13 years, with education costs rising 8% a year. They hold Rs 15 lakh and expect 10% a year. What monthly SIP closes the gap?Goal and retirement planningCoreIndian wealth management
  8. 055A client says he can stand losing Rs 50 lakh of his Rs 4 crore in a bad year. If equity can fall 35% and debt 3% in a one-in-twenty year, what is the most equity he can hold?Risk profiling and IPSWarm upWealth management
  9. 056A Rs 10 crore portfolio with a 50/40/10 target in equity, debt and gold has drifted to 62/31/7 after a rally, and Rs 80 lakh of new money arrives. Rebalance it with the fewest sales.Rebalancing and driftCorePrivate banking
  10. 057A client needs Rs 25 lakh and holds three equity funds in which gains are 10%, 45% and 70% of current value. Which does she redeem to pay the least tax, and how much less does she pay?Tax-aware portfolio movesWarm upMutual fund distributionIndian wealth management

Company names and figures are illustrative.