Private Wealth Management case studies, worked step by step
- Cases
- 100
- Traced to a firm
- 15
- Topics
- 14
- Hard
- 30
Topic
All topicsLump-sum allocation9Goal and retirement planning8Risk profiling and IPS6Rebalancing and drift6Tax-aware portfolio moves7Concentrated positions and liquidity events7Estate, succession and trusts8Client situations and behaviour8Fixed income and cash management7Alternatives and private markets7Products and fund selection8Lending and leverage6Market view and security pitch6Bank economics, fees and risk7
Showing 11–15 of 15 · filtered from 100Clear filters
- 083In a Rs 20 crore family trust portfolio, one stock has risen to 13% against a 10% cap in the investment policy. Describe the fiduciary's day-to-day steps: detect the breach, decide the trade, document the reason and report to the beneficiaries.BNY MellonNew York · 2022
- 084A 58-year-old client has just lost her husband. His estate is Rs 7 crore across 14 accounts, a Rs 2 crore life insurance claim is pending, and she needs Rs 2.5 lakh a month. How would you approach her, and what is the 90-day plan?VanguardScottsdale · 2025
- 089Give a brief stock pitch for a client portfolio: an invented food company at Rs 4,000 crore market value, 28 times earnings, 22% return on equity, 15% growth and net cash. Pitch it and size it at 3% of Rs 5 crore.Northern TrustChicago · 2022
- 091A client returning from the US brings Rs 8.3 crore, about USD 1 million, and faces a USD 300,000 bill for her son's US college in six years. How would you invest it today across asset classes, and why? Treat currency as part of the answer.Goldman SachsNew York · 2025
- 099Price a 5-year capital-protected note on Rs 1 crore: a 7.5% zero-coupon yield sets the bond floor, 2% goes to distribution, and the rest buys at-the-money index calls costing 30% of notional at 18% volatility. What participation results, and how would you explain the Black-Scholes inputs to the client?Goldman SachsZurich · 2025
Company names and figures are illustrative.