Private Wealth Management case studies, worked step by step

Cases
100
Traced to a firm
15
Topics
14
Hard
30
Topic
All topicsLump-sum allocation9Goal and retirement planning8Risk profiling and IPS6Rebalancing and drift6Tax-aware portfolio moves7Concentrated positions and liquidity events7Estate, succession and trusts8Client situations and behaviour8Fixed income and cash management7Alternatives and private markets7Products and fund selection8Lending and leverage6Market view and security pitch6Bank economics, fees and risk7
Level
AnyWarm upCoreHard
Source
AnyReported at a firmStandard
Showing 1–7 of 7 · filtered from 100Clear filters
  1. 015In a group assessment, four candidates get 30 minutes and a data pack on an entrepreneur with Rs 40 crore and five candidate funds, and must agree a portfolio. What structure does a strong group follow, and what portfolio should it reach?Lump-sum allocationCoreUBSSão Paulo · 2026
  2. 053Two doctors, both 38, place Rs 8 crore from selling their clinic and ask how you would invest it. They own their house, have children aged 6 and 9, spend Rs 6 lakh a month and earn Rs 1.2 crore a year. Build the sleeves in rupees and defend each.Lump-sum allocationCoreNorthern TrustLake Forest · 2022
  3. 059You are trustee of a Rs 6 crore trust for a minor. The guardian asks for Rs 40 lakh to buy a car; the deed allows spending on education, health and maintenance. Walk through what a fiduciary does with this request that day.Estate, succession and trustsCoreBNY MellonNew York · 2022
  4. 077A 67-year-old retiree places Rs 6 crore with you, draws a pension of Rs 9 lakh a year and spends Rs 18 lakh. How would you invest the money? Size the reserve, the income sleeve and the growth sleeve.Lump-sum allocationCoreNorthern TrustLake Forest · 2022
  5. 083In a Rs 20 crore family trust portfolio, one stock has risen to 13% against a 10% cap in the investment policy. Describe the fiduciary's day-to-day steps: detect the breach, decide the trade, document the reason and report to the beneficiaries.Estate, succession and trustsCoreBNY MellonNew York · 2022
  6. 084A 58-year-old client has just lost her husband. His estate is Rs 7 crore across 14 accounts, a Rs 2 crore life insurance claim is pending, and she needs Rs 2.5 lakh a month. How would you approach her, and what is the 90-day plan?Client situations and behaviourCoreVanguardScottsdale · 2025
  7. 089Give a brief stock pitch for a client portfolio: an invented food company at Rs 4,000 crore market value, 28 times earnings, 22% return on equity, 15% growth and net cash. Pitch it and size it at 3% of Rs 5 crore.Market view and security pitchCoreNorthern TrustChicago · 2022

Company names and figures are illustrative.